Marisa Rothstein is a CFP-designated registered investment advisor at Advisory Services Network, based in West Hartford, CT, with 10 years of industry experience. Marisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,852 clients with $8.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
All fees are negotiable.
Fee Estimator
Location
57 North Main Street, West Hartford, CT, 06107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Marisa is a managing member of Honest Leo Real Estate, LLC, treasurer of Journey Home, a board member of CT FPA and Financial Planning Association of New York, and involved with Rothstein & Co., CPA's. These activities take minimal time and are primarily non-investment related.
Employment History
Current Registrations
Advisory Services Network
Previous Registrations
Bakeravenue
Asset Strategies, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.