James Dokken
James Dokken is a registered investment advisor at LPL Financial LLC, based in Maple Grove, MN, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11850 Fountains Way, Maple Grove, MN, 55369
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Regulatory History (1)
Financial
August 2024Other Business Activities
James has a DBA for his LPL business through Old National Investments and Old National Wealth Advisors. He also works as a Notary for Old National Bank, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
U.S. Bancorp Investments, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.