EG
EG
Eric Gandy
11 Years of Experience
Traverse City, MI
Broker
Eric Gandy is a registered investment advisor at Cetera Investment Advisers LLC, based in Traverse City, MI, with 11 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
333 West Grandview Parkway, Traverse City, MI, 49684
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2022 - Present · 4 yrs 4 mos
Cetera Investment Services LLCBroker
March 2022 - Present · 4 yrs 4 mos
Cetera Investment Services LLC
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
January 2018 - March 2022 · 4 yrs 2 mos
Cuso Financial Services, L.P.
January 2018 - March 2022 · 4 yrs 2 mos
J.P. Morgan Securities LLC
January 2017 - January 2018 · 1 yr
J.P. Morgan Securities LLCBroker
January 2017 - January 2018 · 1 yr
Hantz Financial Services, INC.
May 2015 - January 2017 · 1 yr 8 mos
Hantz Financial Services, INC.Broker
February 2015 - January 2017 · 1 yr 11 mos
State Registrations6 states
FLMIMONCOHVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.