SG
SG

Scott Gordon

10 Years of Experience
Fair Oaks, CA
Broker

Scott Gordon is a registered investment advisor at Cetera Investment Advisers LLC, based in Fair Oaks, CA, with 10 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

7844 Madison Ave, Ste 167, Fair Oaks, CA, 95628

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Scott works as a financial advisor at American River Wealth Management, providing investment advice and wealth management/planning services. This takes nearly all of his time, including during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2019 - June 2023 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLC
September 2017 - September 2019 · 2 yrs
Wells Fargo Clearing Services, LLCBroker
September 2017 - September 2019 · 2 yrs
Morgan Stanley
June 2015 - September 2017 · 2 yrs 3 mos
Morgan StanleyBroker
June 2015 - September 2017 · 2 yrs 3 mos
State Registrations7 states
ALCAMTNMNVORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.