VM
VM

Viktor Mashalov

11 Years of Experience
New York, NY
Broker

Viktor Mashalov is a registered investment advisor at Hsbc Securities (USA) INC., based in New York, NY, with 11 years of industry experience. Viktor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
372 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.20%
$500K - $1.0M1.00%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.65%
$10M+0.55%

Fees are negotiable and discounts may be applied.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

66 Hudson Boulevard, Floors 3, 4, 5, 30, and suites 2406, 2407, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Viktor is a bank officer for HSBC Bank (USA) N.A., selling bank-related products and services. This is in conjunction with his role as a registered representative with HSBC Securities (USA) Inc.

Employment History
Current Registrations
Hsbc Securities (USA) INC.
September 2016 - Present · 9 yrs 10 mos
Hsbc Securities (USA) INC.
December 2014 - Present · 11 yrs 7 mos
Hsbc Securities (USA) INC.Broker
December 2014 - Present · 11 yrs 7 mos
State Registrations21 states
AZCACTFLGAILMAMONCNJNVNYOHORPATXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Viktor Mashalov - Financial Advisor | TrueAdvisor