John Legband is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2022 - Present · 3 yrs 8 mos
Morgan StanleyBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
E*trade Capital Management, LLC
May 2020 - September 2023 · 3 yrs 4 mos
E*trade Securities LLCBroker
May 2020 - September 2023 · 3 yrs 4 mos
J.P. Morgan Securities LLC
February 2019 - April 2020 · 1 yr 2 mos
J.P. Morgan Securities LLCBroker
January 2019 - April 2020 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2017 - December 2018 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2017 - December 2018 · 1 yr 4 mos
AXA Advisors, LLCBroker
September 2016 - July 2017 · 10 mos
State Registrations1 state
NJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.