Sonu Varghese is a registered investment advisor at Cwm, LLC, based in Omaha, NE, with 10 years of industry experience. Sonu operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 52,669 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CWM, LLC charges an annual fee based on a percentage of the value of your investments. This fee can be up to 2.50% annually. The exact fee is negotiable and depends on factors like the size of your account, the types of assets, and the complexity of your situation. Different investment advisor representatives may charge different fees for the same services. CWM retains a portion of the fee for administrative and support services. Fees are typically deducted from your account quarterly.
Location
14600 Branch St., Omaha, NE, 68154
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sonu is an adjunct professor of mathematics at Harold Washington College since 2011, spending about 10-20% of his time for eight months of the year. This activity is not investment-related and occurs outside of trading hours.
Employment History
Current Registrations
Cwm, LLC
Carson Group Investing
Previous Registrations
Convex Capital Management LLC
State Registrations2 states
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