SV
SV

Sonu Sam Varghese

9 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningEducation PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
588 advisors
Number of Clients
43,706 clients
Average Client Portfolio
$773K average
Assets Under Management
$33.8B

Fee Structure

Minimum Investment:$50K
Financial Planning:Included in AUM fee
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Location

14600 Branch St., Omaha, NE, 68154

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sonu is an adjunct professor of mathematics at Harold Washington College since 2011, spending about 10-20% of his time for eight months of the year. This activity is not investment-related and occurs outside of trading hours.

Employment History
Current Registrations
Cwm, LLC
September 2019 - Present · 6 yrs 5 mos
Carson Group Investing
September 2019 - Present · 6 yrs 5 mos
Previous Registrations
Convex Capital Management LLC
January 2016 - July 2019 · 3 yrs 6 mos
State Registrations2 states
ILNE
Advisor
Exams
No exam information available for this advisor.