Brian Masker is a CFP-designated registered investment advisor, based in Webster, NY, with 10 years of industry experience.
Location
Webster, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian operates under the DBA ESL Investment Services, LLC since 2020. He also engages in non-variable insurance activities through ESL Investment Services, LLC since 2022.
Employment History
Current Registrations
Esl Investment Services, LLCBroker
March 2020 - Present · 6 yrs 6 mos
Esl Investment Services, LLC
March 2020 - Present · 6 yrs 6 mos
LPL Financial LLC
February 2020 - Present · 6 yrs 7 mos
LPL Financial LLCBroker
February 2020 - Present · 6 yrs 7 mos
LPL Financial LLC
February 2020 - Present · 6 yrs 7 mos
Previous Registrations
Citizens Securities, INC.
June 2016 - December 2019 · 3 yrs 6 mos
Citizens Securities, INC.Broker
October 2015 - December 2019 · 4 yrs 2 mos
Nylife Securities LLCBroker
September 2015 - September 2015 · 0 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.