Jason Ma is a CFP-designated registered investment advisor, based in Cornelius, NC, with 11 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7632 Norman Island Dr, Cornelius, NC, 28031
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2025 - Present · 1 yr 1 mo
Raymond James Financial Services Advisors, INC
September 2025 - Present · 1 yr 1 mo
Previous Registrations
J.P. Morgan Securities LLC
April 2023 - June 2025 · 2 yrs 2 mos
J.P. Morgan Securities LLCBroker
April 2023 - June 2025 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2017 - February 2023 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2017 - February 2023 · 5 yrs 4 mos
Wells Fargo Clearing Services, LLC
June 2015 - October 2017 · 2 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2015 - October 2017 · 2 yrs 9 mos
State Registrations9 states
ALAZCAFLGANCOHSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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