ZP
ZP

Zachary Pflughaupt

7 Years of Experience
Overland Park, KS
Broker

Zachary Pflughaupt is a registered investment advisor, based in Overland Park, KS, with 7 years of industry experience.

Location

5700 W. 112th Street, Suite 500, Overland Park, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Zachary works as an Associate in Compliance for both MSEC, LLC and Mariner Wealth Advisors since June 2021. These roles are investment-related and take up full-time hours during securities trading hours.

Employment History
Current Registrations
Mariner Wealth
June 2021 - Present · 4 yrs 11 mos
Msec, LLC
June 2021 - Present · 4 yrs 11 mos
Msec, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Waddell & Reed
October 2019 - June 2021 · 1 yr 8 mos
Waddell & ReedBroker
April 2018 - June 2021 · 3 yrs 2 mos
State Registrations2 states
KSMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Zachary Pflughaupt - Financial Advisor | TrueAdvisor