Courtney Swan is a registered investment advisor, based in Boston, MA, with 11 years of industry experience.
Location
200 Berkeley Street, Boston, MA, 02116
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Courtney owns rental property and acts as landlord, receiving rental income and maintaining the property since February 2025. This activity requires minimal time.
Employment History
Current Registrations
John Hancock Distributors LLC
June 2019 - Present · 6 yrs 10 mos
John Hancock Distributors LLCBroker
June 2019 - Present · 6 yrs 10 mos
John Hancock Personal Financial Services, LLC
September 2017 - Present · 8 yrs 7 mos
Previous Registrations
John Hancock Funds, LLCBroker
June 2017 - July 2019 · 2 yrs 1 mo
John Hancock Distributors LLCBroker
February 2015 - June 2017 · 2 yrs 4 mos
State Registrations1 state
MA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.