Asad Elmi is a registered investment advisor, based in Boston, MA, with 8 years of industry experience.
Location
100 Federal St, Boston, MA, 02110
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Franklin Distributors, LLCBroker
July 2024 - Present · 1 yr 9 mos
Franklin Distributors, LLC
July 2024 - Present · 1 yr 9 mos
Putnam Investment Management, LLC
July 2022 - Present · 3 yrs 9 mos
Previous Registrations
Putnam Retail Management Limited PartnershipBroker
June 2022 - July 2024 · 2 yrs 1 mo
Charles Schwab & CO., INC.Broker
April 2021 - May 2022 · 1 yr 1 mo
Charles Schwab & CO., INC.
April 2021 - May 2022 · 1 yr 1 mo
Putnam Investment Management, LLC
November 2019 - April 2021 · 1 yr 5 mos
Putnam Retail Management Limited PartnershipBroker
July 2017 - April 2021 · 3 yrs 9 mos
State Registrations8 states
CACTFLILINKYMANY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.