Wendy Pan is a registered investment advisor, based in San Francisco, CA, with 10 years of industry experience.
Location
One Montgomery, Ste 2800, San Francisco, CA, 94104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
January 2023 - Present · 3 yrs 8 mos
Truist Advisory Services, INC.
January 2023 - Present · 3 yrs 8 mos
Truist Investment Services, INC.Broker
January 2023 - Present · 3 yrs 8 mos
Previous Registrations
City National Securities, INC.
January 2016 - January 2023 · 7 yrs
City National Securities, INC.Broker
June 2015 - January 2023 · 7 yrs 7 mos
Rim Securities LLCBroker
June 2015 - July 2015 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.