David Wahlen is a registered investment advisor, based in Raleigh, NC, with 10 years of industry experience.
Location
3100 Smoketree Court, Suite 1002, Raleigh, NC, 27604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is an investment advisor representative (IAR) with Merit Financial Advisors, spending full-time servicing clients. He is also a registered representative (RR) of a broker-dealer (BD) called PKS, earning commission compensation.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Merit Financial Advisors
Previous Registrations
Capfinancial Securities, LLC.Broker
Captrust
Hatteras Funds, LP
Hatteras Funds, LP
Hatteras CapitalBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.