NC
NC

Nicole Clayton

10 Years of Experience
St. Louis, MO
Broker

Nicole Clayton is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 10 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One N Jefferson Ave, St. Louis, MO, 63103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole serves as the executor for her mother's estate, an investment-related activity. This requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
June 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors Financial Network, LLC
June 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors
September 2020 - Present · 6 yrs
Wells Fargo Clearing Services, LLC
September 2020 - Present · 6 yrs
Wells Fargo Clearing Services, LLCBroker
September 2020 - Present · 6 yrs
Previous Registrations
Edward Jones
June 2019 - September 2020 · 1 yr 3 mos
Edward JonesBroker
June 2019 - September 2020 · 1 yr 3 mos
TD Ameritrade, INC.
March 2018 - June 2019 · 1 yr 3 mos
TD Ameritrade, INC.Broker
February 2018 - June 2019 · 1 yr 4 mos
TD Ameritrade Investment Management, LLC
February 2018 - November 2018 · 9 mos
Scottrade Investment Management
June 2016 - February 2018 · 1 yr 8 mos
Scottrade, INC.Broker
May 2015 - February 2018 · 2 yrs 9 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole Clayton - Financial Advisor | TrueAdvisor