Troy Alley is a registered investment advisor at Ark Wealth Management, based in Dallas, TX, with 6 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 298 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Fees are negotiable and depend on the client's needs and complexity of the situation. The maximum fee is 1.80% per year.
Fee Estimator
Location
8150 N. Central Expressway, Suite M1130, Dallas, TX, 75206
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Troy is the President & CEO of Third Generation Capital Management, LLC, an investment consulting and research firm. While he still holds the position, the firm is not currently operational and does not service any clients.
Employment History
Current Registrations
Ark Wealth Management
Third Generation Capital Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.