David Cox is a registered investment advisor, based in Lenaxa, KS, with 8 years of industry experience.
Location
Lenaxa, KS
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a VP of Sales at Benefit RFP, implementing executive benefits packages, and an IAR at Simplicity Wealth. He also works in retail sales at Justin's of Lenexa.
Employment History
Current Registrations
The Leaders Group, INC.Broker
February 2025 - Present · 1 yr 5 mos
The Leaders Group, INC.
February 2025 - Present · 1 yr 5 mos
Simplicity Wealth
December 2024 - Present · 1 yr 7 mos
Previous Registrations
Lion Street Advisors, LLC
June 2023 - October 2024 · 1 yr 4 mos
Lion Street Financial, LLCBroker
June 2023 - October 2024 · 1 yr 4 mos
Onedigital Investment Advisors
April 2019 - May 2023 · 4 yrs 1 mo
Triad Advisors LLCBroker
April 2019 - May 2023 · 4 yrs 1 mo
Royal Alliance Associates, INC.Broker
November 2018 - March 2019 · 4 mos
Signator Investors, INC.Broker
February 2017 - November 2018 · 1 yr 9 mos
State Registrations2 states
CAKS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.