Mitch Dam is a registered investment advisor at LPL Financial LLC, based in Sioux Falls, SD, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5120 E 57th St, Sioux Falls, SD, 57108
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Regulatory History (1)
Criminal
March 2011Other Business Activities
Mitch operates as Falls Planning Group, a DBA for his LPL business, since 2021. This activity is investment-related and takes nearly full-time hours, with 6 hours per month during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.