SJ
SJ
Stephen John is a registered investment advisor at Tortoise Wealth Management, based in Tempe, AZ, with 10 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 56 clients with $11M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
56 clients
Average Client Portfolio
$200K average
Assets Under Management
$11.2M
Fee Structure
Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $750K | 1.40% |
| $750K - $1.0M | 1.30% |
| $1.0M - $2.0M | 1.10% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.55% |
Fees may be negotiated at the discretion of the Advisor.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4515 S. Lakeshore Drive, Suite 103, Tempe, AZ, 85282
Get directionsHistory
Regulatory History (1)
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Criminal
October 1996Final Disposition
Employment History
Current Registrations
Tortoise Wealth Management
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Northsight Wealth Management
April 2022 - September 2024 · 2 yrs 5 mos
First Financial Equity Corporation
September 2016 - April 2022 · 5 yrs 7 mos
First Financial Equity CorporationBroker
August 2016 - April 2022 · 5 yrs 8 mos
Waddell & Reed
January 2016 - June 2016 · 5 mos
Waddell & ReedBroker
May 2015 - June 2016 · 1 yr 1 mo
State Registrations2 states
AZTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.