Steven Phipps is a registered investment advisor at LPL Financial LLC, based in Neenah, WI, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1977 American Drive, Neenah, WI, 54956
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steven operates Fischer Retirement Solutions as a DBA for his LPL business. He also works in transportation for Kobussen Busses (about a quarter of his time), serves as a non-profit board member for Calumet County, is the Town Clerk for the Town of Stockbridge (about 10-20% of his time), and is a licensed real estate broker in WI (minimal time).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
State Registrations1 state
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