Joshua Awuma is a registered investment advisor, based in Alhambra, CA, with 10 years of industry experience.
Location
Alhambra, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua manages Barney's Beanery restaurant in Pasadena and works as an insurance agent. He also owns AWUMA Capital Management LLC, offering financial services, including annuities and life insurance, taking nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Advisory Services
July 2021 - September 2025 · 4 yrs 2 mos
Avantax Investment Services, INC.Broker
January 2017 - September 2025 · 8 yrs 8 mos
Sagepoint Financial, INC.Broker
July 2015 - December 2016 · 1 yr 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.