Jeffrey Douglass
Jeffrey Douglass is a registered investment advisor at Principal Securities, INC., based in Fairport, NY, with 11 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 1.75% |
| $150K - $250K | 1.75% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.20% |
| $1M+ | 1.10% |
Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.
Fee Estimator
Location
Fairport, NY
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Regulatory History (1)
Judgment / Lien
July 2025Other Business ActivitiesSells Insurance
Jeffrey is a broker selling fixed life insurance, annuities, and disability insurance, dedicating about half of his time to this activity. He also mentors individuals looking to start their own business, spending minimal time on this.
Employment History
Current Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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