David Lundberg
David Lundberg is a registered investment advisor at Awaken Financial Designs LLC, based in Cary, NC, with 10 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Awaken Financial Designs offers asset management services to clients who also engage them for ongoing financial planning. There are no additional fees charged by Awaken Financial Designs for asset management services. However, Altruist LLC charges an annual fee between 0.0% and 1.0% for the use of models, which is passed through to clients. This fee is billed monthly in arrears based on the average daily balance of the account.
Location
Cary, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns Awaken Financial Designs, an investment-related business, since 2020. He sells fixed insurance and fixed annuities, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Awaken Financial Designs LLC
Previous Registrations
Foundations Investment Advisors LLC
Sound Income Strategies, LLC
Nylife Securities LLCBroker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Helium Advisors LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.