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Sean Stubbs

10 Years of Experience
Houston, TX
Broker

Sean Stubbs is a registered investment advisor at Sanford C. Bernstein & CO., LLC, based in Houston, TX, with 10 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 22 clients with $1.6B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
439 advisors
IM Fee
Planning only
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

800 Capitol Street, Suite 3550, Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sanford C. Bernstein & CO., LLCBroker
October 2021 - Present · 4 yrs 7 mos
Alliancebernstein L.P.
October 2021 - Present · 4 yrs 7 mos
Sanford C. Bernstein & CO., LLC
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Schwab Private Client Investment Advisory, INC.
September 2018 - October 2021 · 3 yrs 1 mo
Charles Schwab & CO., INC.
June 2017 - September 2018 · 1 yr 3 mos
Charles Schwab & CO., INC.Broker
July 2015 - October 2021 · 6 yrs 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.