David Komatz is a registered investment advisor, based in Chicago, IL, with 10 years of industry experience.
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a registered agent for CKMatz, LLC, a family LLC focused on real estate investments. He spends a few hours per week on this activity.
Employment History
Current Registrations
Nuveen Securities, LLC
December 2017 - Present · 8 yrs 7 mos
Nuveen Asset Management, LLC
December 2017 - Present · 8 yrs 7 mos
Nuveen Securities, LLCBroker
December 2017 - Present · 8 yrs 7 mos
Previous Registrations
Morgan Stanley
June 2015 - November 2017 · 2 yrs 5 mos
Morgan StanleyBroker
April 2015 - November 2017 · 2 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.