James Landeros
James Landeros is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Santa Barbara, CA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1424 State St, Santa Barbara, CA, 93101
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Regulatory History (1)
Customer Dispute
June 2024Other Business Activities
James is a joint holder/part owner in K'Boodle, a business that produces and sells baby carrier accessories, dedicating minimal time to bookkeeping and general guidance. He also hosts tenants through Airbnb and hosts international exchange students, each requiring minimal time commitment. James also participates in Student Management Group, hosting international exchange students, dedicating minimal time.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Unionbanc Investment Services, LLCBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.