SP
SP

Samantha Prusia

7 Years of Experience
Phillipsburg, NJ
Broker

Samantha Prusia is a registered investment advisor at Cetera Investment Advisers LLC, based in Phillipsburg, NJ, with 7 years of industry experience. Samantha operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

201 Ridge Road, Phillipsburg, NJ, 08865

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Samantha operates under the DBA EM Winters Financial Services, providing financial services since 2022. This investment-related activity takes about a quarter of her time, including a significant portion during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Cetera Advisors LLC
October 2022 - March 2024 · 1 yr 5 mos
Cetera Advisor Networks LLCBroker
February 2022 - June 2022 · 4 mos
Cetera Financial Specialists LLCBroker
February 2022 - June 2022 · 4 mos
Cetera Investment Services LLCBroker
February 2022 - June 2022 · 4 mos
First Allied Securities, INC.Broker
May 2020 - June 2022 · 2 yrs 1 mo
Cetera Advisors LLCBroker
October 2018 - June 2022 · 3 yrs 8 mos
State Registrations6 states
CACONJNYPASC
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.