Vanessa Caudill
Vanessa Caudill is a registered investment advisor at Allstate Financial Advisors, LLC, based in Albuquerque, NM, with 10 years of industry experience. Vanessa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 280 clients with $82M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Allstate Financial Advisors (AFA) uses Fidelity Institutional Wealth Adviser's (FIWA) FMAX wrap fee program. The fee covers investment advice and trading costs, based on a percentage of the assets managed, up to 1.5%. AFA receives part of this fee, creating a potential conflict of interest. Clients should compare the FMAX program's overall cost and service with other options, including brokerage accounts and other advisor programs.
Location
1700 Juan Tabo Blvd NE, Albuquerque, NM, 87112-4402
Get directionsHistory
Regulatory History (1)
Criminal
February 2003Other Business Activities
Vanessa is a member of Casita Senior Living LLC, assisting with staff, bookkeeping, and supplies, taking about a quarter of her time. She also owns 5141 Georgia Place LLC, Happy Feet Childcare Inc, and The Caterpillar Clubhouse, dedicating about 10-20% of her time to the latter.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Previous Registrations
Bok Financial Advisors
Bok Financial Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.