Jeffrey Waller
Jeffrey Waller is a registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 8 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5420 Lbj Freeway Ste 1940, Dallas, TX, 75240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey sells fixed insurance products with various companies since 2015, dedicating minimal time to this activity. He also owns Vertical Advantage Solutions, offering credit card services to small businesses, and works as a financial advisor for Summit Financial Group Inc, dedicating full-time hours to insurance, benefits, and investments.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Voya Financial Partners, LLC
Voya Financial Partners, LLCBroker
Allstate Financial Services, LLCBroker
Allstate Financial Advisors, LLC
Edward Jones
Edward JonesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.