Alfonso Aduna is a registered investment advisor at Aduna Capital, based in Norwalk, CA, with 10 years of industry experience. Alfonso operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 23 clients with $2.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee is negotiable between client and advisor.
Fee Estimator
Location
12838 Rosecrans Ave, Norwalk, CA, 90650
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alfonso is part owner of QJJJJ56, an insurance company, but does not serve any active role. He also owns Aduna Travel LLC, an Expedia Cruise Center franchise, dedicating about 10-20% of his time outside of trading hours to it.
Employment History
Current Registrations
Aduna Capital
Previous Registrations
Nationwide Securities, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.