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Richard Fiderer

11 Years of Experience
Uniondale, NY
BrokerSells Insurance

Richard Fiderer is a registered investment advisor at Cetera Investment Advisers LLC, based in Uniondale, NY, with 11 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

50 Charles Lindbergh Blvd, Ste 420, Uniondale, NY, 11553

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is an agent/broker for Allied Wealth Partners, selling fixed insurance products, which takes minimal time. He also serves as a Trustee for the Westbury/Carle Place Chamber of Commerce and as Board President for Old Westbury Hebrew Congregation, each requiring minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
August 2016 - August 2023 · 7 yrs
Securian Financial Services, INC.Broker
March 2015 - August 2023 · 8 yrs 5 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Fiderer - Financial Advisor | TrueAdvisor