DC
DC

Davis Cain

6 Years of Experience
Fayetteville, AR
Broker

Davis Cain is a registered investment advisor, based in Fayetteville, AR, with 6 years of industry experience.

Location

4426 N. Waterside Ct. 110, Fayetteville, AR, 72703

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Davis is the owner of Cain Financial, LLC, where he handles accounting, dedicating minimal time. He also works at WhiteRock Wealth Design, creating and maintaining investment strategies for individuals and families, taking about half of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2021 - Present · 5 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Morgan Stanley
August 2019 - May 2021 · 1 yr 9 mos
Morgan StanleyBroker
May 2019 - May 2021 · 2 yrs
State Registrations6 states
ARFLMONCOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Davis Cain - Financial Advisor | TrueAdvisor