MS
MS

Miles Saunders

9 Years of Experience
Westport, CT
Broker

Miles Saunders is a registered investment advisor at Cetera Investment Advisers LLC, based in Westport, CT, with 9 years of industry experience. Miles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

8 Wright Street Suite 107 - #4323, Westport, CT, 06880

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Miles owns MNS Wealth Management, a DBA for financial services, since 2018. He spends full-time on this activity, with most of the hours during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLC
January 2018 - Present · 8 yrs 6 mos
Cetera Wealth Services, LLCBroker
January 2018 - Present · 8 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2018 - June 2023 · 5 yrs 5 mos
Westport Resources Investment Services, INC.Broker
May 2016 - February 2018 · 1 yr 9 mos
Waddell & ReedBroker
July 2015 - July 2015 · 0 mos
State Registrations17 states
AZCACTDCFLGAMAMDNCNHNJNYPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Miles Saunders - Financial Advisor | TrueAdvisor