Joseph Andre is a registered investment advisor, based in Highland Park, IL, with 9 years of industry experience.
Location
610 Central Avenue, Suite 200, Highland Park, IL, 60035
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mesirow Financial, INC.Broker
March 2020 - Present · 6 yrs 2 mos
Mesirow Financial Investment Management, INC.
March 2020 - Present · 6 yrs 2 mos
Mesirow Financial, INC.
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
U.S. Bancorp Investments, INC.
October 2019 - December 2019 · 2 mos
U.S. Bancorp Investments, INC.Broker
July 2019 - December 2019 · 5 mos
Nuveen Securities, LLCBroker
June 2018 - September 2018 · 3 mos
Bankers Life Securities, INC.Broker
March 2016 - May 2018 · 2 yrs 2 mos
Princor Financial Services CorporationBroker
March 2015 - March 2016 · 1 yr
State Registrations1 state
IL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.