Mallen Bruggeman
Mallen Bruggeman is a registered investment advisor at Auctus Advisors LLC, based in Charlotte, NC, with 10 years of industry experience. Mallen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 218 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable.
Fee Estimator
Location
325 Arlington Avenue, Suite 625, Charlotte, NC, 28203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mallen is a licensed insurance agent and may offer insurance products to clients, which presents a potential conflict of interest. Clients are not required to purchase insurance through Mallen or Auctus Advisors LLC.
Employment History
Current Registrations
Auctus Advisors LLC
Previous Registrations
M Holdings Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.