CU
CU
Catalina Ulloa
9 Years of Experience
Chicago, IL
1 DisclosureMay Earn Commission
Catalina Ulloa is a registered investment advisor at Centric Wealth Management, LLC, based in Chicago, IL, with 9 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 583 clients with $790M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
583 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$792.9M
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
333 W. Wacker Drive, 6th Floor, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
March 2012Employment History
Current Registrations
Centric Wealth Management, LLC
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2016 - March 2018 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2016 - March 2018 · 1 yr 6 mos
State Registrations1 state
IL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.