Nichole Graham is a CFP-designated registered investment advisor at Regista Financial Strategies, LLC, based in Denver, CO, with 1 years of industry experience. Nichole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 29 clients with $5.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fee Estimator
Location
Denver, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nichole works as a financial analyst (independent contractor) for Wellspring Divorce Advisor, providing divorce financial planning services on an hourly contract basis. This takes about a quarter of her time and is not investment-related.
Employment History
Current Registrations
Regista Financial Strategies, LLC
Previous Registrations
Fonte Financial Advisors
State Registrations2 states
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