MT
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Michael Thompson

8 Years of Experience
Sandy, UT
Broker

Michael Thompson is a registered investment advisor at Morgan Stanley, based in Sandy, UT, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 West Civic Center Drive, Sandy, UT, 84070

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael performs live symphonic orchestral and choral music on a contractual basis, currently on hiatus due to Covid. He also works as a contractor for Desert Star Playhouse, dedicating a few hours per week after business hours.

Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 8 mos
Morgan StanleyBroker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
E*trade Capital Management, LLC
October 2021 - September 2023 · 1 yr 11 mos
E*trade Securities LLCBroker
October 2021 - September 2023 · 1 yr 11 mos
MML Investors Services, LLCBroker
July 2019 - September 2021 · 2 yrs 2 mos
Fidelity Brokerage Services LLCBroker
April 2015 - August 2017 · 2 yrs 4 mos
State Registrations1 state
UT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.