Nita Singhal
Nita Singhal is a registered investment advisor at New Day Wealth Management, LLC, based in Sugarland, TX, with 10 years of industry experience. Nita operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8 clients with $360K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees negotiable for accounts over $10 million.
Fee Estimator
Location
Sugarland, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nita operates Legacy Wealth Planner as a DBA for her investment-related business. She also engages in personal securities trading through NP Trading Consultancy, spending about a quarter of her time on this activity, and is a passive owner in Seven Solutions Consultancy, a software-related business, dedicating minimal time. Finally, Nita runs an insurance business selling health, P7C, fixed annuities, and life insurance, dedicating about half her time to this.
Employment History
Current Registrations
New Day Wealth Management, LLC
St. Bernard Financial Services, INC.
St. Bernard Financial Services, INC.Broker
Previous Registrations
Saxony Securities, INC.Broker
Saxony Capital Management, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.