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Jeffrey Riegle

Principal Securities, INC.
11 Years of Experience
Woodbury, MN
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Jeffrey Riegle is a registered investment advisor at Principal Securities, INC., based in Woodbury, MN, with 11 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.

Principal Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1709 advisors
Number of Clients
51,941 clients
Average Client Portfolio
$328K average
Assets Under Management
$17.0B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K1.75%
$150K - $250K1.75%
$250K - $500K1.75%
$500K - $1000K1.20%
$1M+1.10%

Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

724 Bielenberg Dr Ste 131, Woodbury, MN, 55125

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History

Regulatory History (1)
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Customer Dispute
March 2026
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey volunteers with Employer Support of the Guard and Reserve and is a board member for The Foundation of St. Andrew's. He also sells fixed insurance, including life, annuities, disability insurance, long-term care, health, and group insurance, dedicating minimal time to each activity.

Employment History
Current Registrations
Principal Securities, INC.
June 2022 - Present · 4 yrs 4 mos
Principal Securities, INC.Broker
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
LPL Financial LLC
July 2021 - June 2022 · 11 mos
LPL Financial LLCBroker
July 2021 - June 2022 · 11 mos
Waddell & Reed
July 2015 - July 2021 · 6 yrs
Waddell & ReedBroker
June 2015 - July 2021 · 6 yrs 1 mo
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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