MD
MD

Michael Derosa

10 Years of Experience
Pearl River, NY
Broker

Michael Derosa is a registered investment advisor at Cetera Investment Advisers LLC, based in Pearl River, NY, with 10 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1 Blue Hill Plaza, 7th Floor, Suite 4373, Pearl River, NY, 10965

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael is involved in crypto mining, dedicating a few hours per week. He also operates under the DBA The Fennell Group for Cetera business.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2022 - Present · 3 yrs 7 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Financial Services, INC.Broker
April 2015 - June 2019 · 4 yrs 2 mos
State Registrations3 states
CTNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Derosa - Financial Advisor | TrueAdvisor