Rosa Olivas is a registered investment advisor at Morgan Stanley, based in Gilbert, AZ, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
400 East Rivulon Boulevard, Gilbert, AZ, 85297
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2024 - Present · 2 yrs 4 mos
Morgan Stanley
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
February 2022 - November 2023 · 1 yr 9 mos
J.P. Morgan Securities LLC
February 2022 - November 2023 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2021 - November 2021 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2020 - November 2021 · 1 yr
Vanguard Marketing CorporationBroker
December 2016 - October 2019 · 2 yrs 10 mos
J.P. Morgan Securities LLCBroker
April 2015 - November 2016 · 1 yr 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.