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KM
CFP · ChFC
KM
CFP · ChFC

Katherine Morosani

Sharp Financial
11 Years of Experience
Asheville, NC
1 DisclosureBroker
View SEC Summary
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Katherine Morosani is a CFP, ChFC-designated registered investment advisor at Sharp Financial, based in Asheville, NC, with 11 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 194 clients with $500M in assets under management.

Sharp Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
194 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$502.1M

Fee Structure

Minimum Investment:$1M
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1.0M - $2.0M1.00%
$2M+0.75%

Fees are negotiable at the sole discretion of the Advisor and take into consideration aggregate assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Asheville, NC

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2022
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Katherine is involved in several real estate ventures as a co-owner or landlord, and facilitates a networking group called Ladies Who Lunch. She also purchases Mary Kay cosmetics at a discount by being a "seller".

Employment History
Current Registrations
Sharp Financial
February 2026 - Present · 8 mos
J. Alden Associates, INC.
February 2026 - Present · 8 mos
J. Alden Associates, INC.Broker
February 2026 - Present · 8 mos
Previous Registrations
Edward JonesBroker
November 2018 - January 2026 · 7 yrs 2 mos
Edward Jones
November 2018 - January 2026 · 7 yrs 2 mos
1st Global Advisors INC
December 2016 - November 2018 · 1 yr 11 mos
1st Global Capital CORP.Broker
December 2016 - November 2018 · 1 yr 11 mos
Invest Financial Corporation
August 2015 - December 2016 · 1 yr 4 mos
Invest Financial CorporationBroker
July 2015 - December 2016 · 1 yr 5 mos
State Registrations4 states
FLNCSCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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