Christian Gaffy is a CFP-designated registered investment advisor, based in Lindstrom, MN, with 10 years of industry experience.
Location
Lindstrom, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christian coaches hockey, provides tax preparation/accounting services through multiple marketing names, and is involved in a shared services company for financial advisors. He also sells equity indexed annuities and provides group insurance to employers, dedicating minimal time to the latter two.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations12 states
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