Christian Gaffy
Christian Gaffy is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Forest Lake, MN, with 11 years of industry experience. Christian is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
25 North Lake Street, Suite 210, Forest Lake, MN, 55025
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christian coaches hockey, provides tax preparation/accounting services through multiple marketing names, and is involved in a shared services company for financial advisors. He also sells equity indexed annuities and provides group insurance to employers, dedicating minimal time to the latter two.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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