TrueAdvisor
TrueAdvisor
RK
RK

Ryan Klein

J.P. Morgan Securities LLC
11 Years of Experience
Beachwood, OH
1 DisclosureBroker
View SEC Summary
View SEC Summary

Ryan Klein is a registered investment advisor at J.P. Morgan Securities LLC, based in Beachwood, OH, with 11 years of industry experience. Ryan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

22801 Chagrin Boulevard, Beachwood, OH, 44122

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2013
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
February 2023 - Present · 3 yrs 8 mos
J.P. Morgan Securities LLCBroker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, LLC
February 2021 - January 2023 · 1 yr 11 mos
Ameriprise Financial Services, LLCBroker
March 2020 - January 2023 · 2 yrs 10 mos
Nationwide Investment Services CorporationBroker
April 2015 - March 2020 · 4 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Beachwood, OH →All financial advisors in Ohio →