Joseph Principe
Joseph Principe is a registered investment advisor at Del Principe O'brien Financial Advisors, based in Indianapolis, IN, with 10 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 100 clients with $33M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 2.00% |
| $5.0M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Schedule shown is for Equity Portfolios. Fixed Income Portfolios have a different fee schedule: Less than $1,000,000: 1.15%, $1,000,000 to $20,000,000: 0.90%, $20,000,001 to $50,000,000: 0.70%, Greater than $50,000,000: 0.55%. Fees are generally negotiable.
Fee Estimator
Location
3815 River Crossing Parkway, Suite 100, Indianapolis, IN, 46240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Del Principe O'brien Financial Advisors
State Registrations1 state
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