NE
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Nathaniel Erman

10 Years of Experience
Santa Barbara, CA
Broker

Nathaniel Erman is a registered investment advisor at Morgan Stanley, based in Santa Barbara, CA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1332 Anacapa Street, 2nd Floor, Santa Barbara, CA, 93101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nathaniel is the author of a book about becoming a professional pilot and owns rental property. He spends minimal time on administrative tasks related to the rental property.

Employment History
Current Registrations
Morgan Stanley
April 2017 - Present · 9 yrs 5 mos
Morgan StanleyBroker
April 2017 - Present · 9 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2015 - April 2017 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2015 - April 2017 · 1 yr 11 mos
State Registrations14 states
AZCACOFLGAINMAMINJNYORPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nathaniel Erman - Financial Advisor | TrueAdvisor