Shu-Chun Balogh
Shu-Chun Balogh is a registered investment advisor at LPL Financial LLC, based in Lynden, WA, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
105 5th St, Ste 101, Lynden, WA, 98264
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shu-Chun operates under the DBA Whitener Financial for LPL business and is involved with Whitener Inc. for tax/investment purposes. Shu-Chun also engages in non-variable insurance activities through Associates of Clifton Park for a few hours per week and manages real estate rentals through Baliu International LLC for minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Securities America, INC.Broker
Waddell & ReedBroker
State Registrations13 states
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