Steven Broihahn is a CFP-designated registered investment advisor, based in Middleton, WI, with 11 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Middleton, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven works full-time as a Financial Planning Consultant with HK Financial Services. He also dedicates minimal time to sales and monitoring of equity indexed annuities and selling Avantax approved insurance products.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Avantax Planning Partners, INC.
Previous Registrations
Avantax Investment Services, INC.Broker
Proequities, INC.Broker
Kestra Investment Services, LLCBroker
Valmark Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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