David Schmitz
David Schmitz is a registered investment advisor at Sgl Financial, LLC, based in Rhinelandar, WI, with 11 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 884 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The maximum advisory fee is 1.50% per year. Individual advisors are allowed to lower this fee subject to a minimum fee.
Fee Estimator
Location
3610 Hwy 47, Rhinelandar, WI, 54501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a licensed and appointed insurance agent with various companies. He may offer insurance products and services to clients when appropriate.
Employment History
Current Registrations
Sgl Financial, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.